| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin
Claimant Lawyers(s): Raymond Martin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
|  | $0 |
| 20-03554 | 08/03/2021 | Claimant(s): Joan Rudnick, Oak Trail Associates LLC, Oak Trail, II
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Linda J. Baer, Marvin L. Schuldiner, Lucille Theresa Alfano
Hearing Site: Jersey City, NJ
| | $642,610 |
| 19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-00395 | 07/21/2021 | Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
| | Expungement |
| 19-01935 | 07/06/2021 | Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-01526 | 06/25/2021 | Claimant(s): William Nelms
Claimant Lawyers(s): Lars Soreide
Respondent(s): Brian DiBrino, American Portfolios Financial Srvs.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James M. Baumann, Robert R. Salman, Edith M. Novack
Hearing Site: Jersey City, NJ
| | Expungement |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 20-02349 | 06/14/2021 | Claimant(s): James Gallagher Rollover IRA, James and Donna Gallagher
Claimant Lawyers(s): James J. Gallagher
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Veronica Ann Williams, Howard Alan Grinsberg, Phillip Michael Brown
Hearing Site: Jersey City, NJ
| | $0 |
| 19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $43,225 |
| 20-02078 | 03/26/2021 | Claimant(s): Joanne Gilrain
Claimant Lawyers(s): Joanne C. Gilrain
Respondent(s): Brian Kerwin, RBC Capital Markets LLC
Respondent Lawyers(s): Roxanna V. Gonzalez
Arbitrator(s): Denise L. Quarles
Hearing Site: Jersey City, NJ
| | $163 |
