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FINRA Awards for Lucille Theresa Alfano

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0355408/03/2021Claimant(s): Joan Rudnick, Oak Trail Associates LLC, Oak Trail, II
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Linda J. Baer, Marvin L. Schuldiner, Lucille Theresa Alfano
Hearing Site: Jersey City, NJ
Checkmark Icon$642,610
17-0040002/22/2018Claimant(s): Estate of Dorothy R. Sommerer
Claimant Lawyers(s): Kathleen R. Wall
Respondent(s): Matthew Peregoy
Respondent Lawyers(s): Matthew Earl Peregoy
Arbitrator(s): Louis H. Miron, Edward James O'Dowd, Lucille Theresa Alfano
Hearing Site: Newark, NJ
Checkmark Icon$0

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