22-02586 | 08/23/2024 | Claimant(s): Alan Taylor, Albert Konetzni, Allen Bealer, Charles Woods, Christopher Splint, Constantino Gabrie, Daniel Smith, David Parta, David Shipman, David Thompson, Doug Austin, Eddie Yaklin, George Economos, Gerald Nelson, Guy Tiner, Huxley Richardson, John Friesen, John Griffin, John Restivo, John Ritzenthaler, John Trobaugh, Larry Pitts, Linda Dahl, Mitchell Dorfman, Paul Randall, Robert Bushman, Robert Pollard, Robert Tobey, Roger Kriete, Ronald Chernenko, Shirley Konetzni, Stephen Collins, Steve Huddleston, Thomas Riddle, Thomas Rothe, Thomas Skjold Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): SW Financial Respondent Lawyers(s): Bruce Boyle Arbitrator(s): David Aaron DeSoto, Brucus Owdley, Nile Bailey Copeland Hearing Site: Houston, TX
| | $13,476,100 |
22-01838 | 11/20/2023 | Claimant(s): Harvey Silver, The Estate of Gladys Silver Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC, TD Ameritrade. Respondent Lawyers(s): Frank J. Cuccio, Joseph E. Floren Arbitrator(s): Elizabeth Gilbert, Edward W. Morris, John Franklin Udochi Hearing Site: New York, NY
| | $440 |
21-01135 | 10/25/2023 | Claimant(s): Yehuda Lasry Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Robinhood Financial. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Serge Krimnus, Andrew Daniel Levine, Cynthia Kouril Hearing Site: New York, NY
| | $0 |
20-01388 | 07/21/2023 | Claimant(s): Gennadii Bilitch Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gene L. Small Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall Hearing Site: New York, NY
| | $0 |
22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg Hearing Site: Jersey City, NJ
| | $0 |
20-00801 | 04/26/2023 | Claimant(s): David Petterson Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher Hearing Site: New York, NY
| | $234,336 |
21-00104 | 01/26/2023 | Claimant(s): Oystein Haaverstad Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Salvatore Pizzimenti Respondent Lawyers(s): Charles O'Rourke, Jamie John Worden, Salvatore Pizzimenti Arbitrator(s): Jill Pilgrim, Edmund Siejka, Anjelica Cappellino Hearing Site: New York, NY
| | $67,640 |
21-02356 | 11/18/2022 | Claimant(s): David Chaplin, Dustin Mccurdy, Gary Carlisle, Joseph Acquarulo, Mark Siegel, Marvin Rietema, Michael Backus, Richard Curry, Stanley Fleischer, Stuart Vander Laan Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): Jamie John Worden Arbitrator(s): Bryan Lane Berson, Charles Platto, Kene Erike Hearing Site: New York, NY
| | $895,364 |
21-01804 | 10/28/2022 | Claimant(s): Steven Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): Jaime Worden Arbitrator(s): Stanley H. Michelstetter Hearing Site: Rapid City, SD
| | $68,263 |
20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf Hearing Site: Philadelphia, PA
| | $75,000 |