FINRA Awards for Jonathan E. Neuman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02739	05/18/2023	Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, Nyppex Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Eugene G. P. Byrne Hearing Site: New York, NY
22-00013	05/18/2022	Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, NYPPEX Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY
18-02062	06/18/2019	Claimant(s): Daniel Abilevitz Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Citigroup Global Markets., Citibank N.A. Respondent Lawyers(s): William F. Dugan Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg Hearing Site: New York, NY
16-03452	07/13/2017	Claimant(s): Kenneth Carter Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan A. Scobie Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY
16-03420	05/25/2017	Claimant(s): Kenneth Carter Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan A. Scobie Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY
15-00280	09/26/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David E. Strand Respondent(s): Olga Pereira Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg Hearing Site: New York, NY
15-02732	04/11/2016	Claimant(s): James Hunter Claimant Lawyers(s): Julie W. Portera Respondent(s): Charles Prine Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Daniel T. Hull Hearing Site: Birmingham, AL		Expungement