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FINRA Awards for John Griffin

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0258608/23/2024Claimant(s): Alan Taylor, Albert Konetzni, Allen Bealer, Charles Woods, Christopher Splint, Constantino Gabrie, Daniel Smith, David Parta, David Shipman, David Thompson, Doug Austin, Eddie Yaklin, George Economos, Gerald Nelson, Guy Tiner, Huxley Richardson, John Friesen, John Griffin, John Restivo, John Ritzenthaler, John Trobaugh, Larry Pitts, Linda Dahl, Mitchell Dorfman, Paul Randall, Robert Bushman, Robert Pollard, Robert Tobey, Roger Kriete, Ronald Chernenko, Shirley Konetzni, Stephen Collins, Steve Huddleston, Thomas Riddle, Thomas Rothe, Thomas Skjold
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): SW Financial
Respondent Lawyers(s): Bruce Boyle
Arbitrator(s): David Aaron DeSoto, Brucus Owdley, Nile Bailey Copeland
Hearing Site: Houston, TX
Checkmark Icon$13,476,100
21-0246210/17/2022Claimant(s): John Griffin
Claimant Lawyers(s): John C. Griffin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Brian Michael Kane
Hearing Site: Jacksonville, FL
Checkmark Icon$0

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