FINRA Awards for John Griffin

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02586	08/23/2024	Claimant(s): Alan Taylor, Albert Konetzni, Allen Bealer, Charles Woods, Christopher Splint, Constantino Gabrie, Daniel Smith, David Parta, David Shipman, David Thompson, Doug Austin, Eddie Yaklin, George Economos, Gerald Nelson, Guy Tiner, Huxley Richardson, John Friesen, John Griffin, John Restivo, John Ritzenthaler, John Trobaugh, Larry Pitts, Linda Dahl, Mitchell Dorfman, Paul Randall, Robert Bushman, Robert Pollard, Robert Tobey, Roger Kriete, Ronald Chernenko, Shirley Konetzni, Stephen Collins, Steve Huddleston, Thomas Riddle, Thomas Rothe, Thomas Skjold Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): SW Financial Respondent Lawyers(s): Bruce Boyle Arbitrator(s): David Aaron DeSoto, Brucus Owdley, Nile Bailey Copeland Hearing Site: Houston, TX		$13,476,100
21-02462	10/17/2022	Claimant(s): John Griffin Claimant Lawyers(s): John C. Griffin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL		$0