| 21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak
Hearing Site: Tampa, FL
|  | $214,640 |
| 19-00834 | 12/09/2020 | Claimant(s): Barbara Ringwalt, David Ringwalt, Hope Yonge, Jolante Kahnt, Nancy Fetzer, Peter Prowalny, Wes Fetzer
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Robert Halldin, American Portfolios Financial Services,
Respondent Lawyers(s): Neil S. Baritz, Robert James Halldin
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $0 |
| 18-00066 | 06/12/2019 | Claimant(s): Mary Motsay, Michael Motsay, Michael L. Motsay, IRA and Accounts
Claimant Lawyers(s): Michael Motsay
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, James Mathieu
Hearing Site: Tampa, FL
| | Expungement |
| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
| | Expungement |
| 14-03228 | 12/22/2016 | Claimant(s): William Dudziak, Nicole Dudziak, Paige Dudziak, Zach Dudziak, Emily Elizabeth McClintock Trust, William Edwin Dudziak Trust
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tim Atkins
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02188 | 06/02/2015 | Claimant(s): John A. Imperato
Claimant Lawyers(s): John A. Imperato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Marie G. Peterson, Philip L. Manczak, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
| | $1,425 |
| 12-02543 | 06/17/2014 | Claimant(s): Jill Meyer, William Meyer, William G. Meyer, as Trustee
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Nancy J. Cliff, Gustavus L. Pearthree, Philip L. Manczak
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 11-03927 | 05/29/2013 | Claimant(s): Linda Rupp, Russell Rupp
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joel M. Wertman
Arbitrator(s): Robert J. Buchner, Philip L. Manczak, Kenneth Herbert Mitchell
Hearing Site: Ft. Lauderdale, FL
| | $735,367 |
| 11-02396 | 05/02/2013 | Claimant(s): Kenneth Nelson, Kris Nelson, Carol W. Nelson, Carol W. Nelson Trust, Kenneth A. Nelson Irrevocable Insurance, Kenneth A. Nelson Revocable Trust
Claimant Lawyers(s): Daniel H. Charest
Respondent(s): Jason Stephens, UBS Financial Services Inc., The Stephens Wealth Management Group
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Barry David Thorpe, Philip L. Manczak, Theresa Lillian Mains
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 11-01825 | 05/25/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $0 |
