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FINRA Awards for Philip L. Manczak

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0267008/16/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
22-0051610/17/2022Claimant(s): David Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak
Hearing Site: Tampa, FL
17-0044307/18/2017Claimant(s): Steven McTaggart
Claimant Lawyers(s): Brian K. Oblow
Respondent(s): Allen & Company Of Florida.
Respondent Lawyers(s): Michael J. Stanton
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Philip L. Manczak
Hearing Site: Tampa, FL

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