10-02482 | 08/09/2011 | Claimant(s): Renee VanAssche Claimant Lawyers(s): Gregory R. Piche Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Eric S. Richards Arbitrator(s): Mark Scarr, James Patrick Graven, Charles Brooks Begg Hearing Site: Detroit, MI
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11-00891 | 08/09/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Robert Cataldo Respondent Lawyers(s): Robert A. Cataldo Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA
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10-01876 | 08/08/2011 | Claimant(s): Lehman Brothers Holdings. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Bryon Botsford Respondent Lawyers(s): Matthew Farley Arbitrator(s): Susan B. Gans-Smith Hearing Site: San Francisco, CA
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10-01130 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Vincent Ross Respondent Lawyers(s): Vincent Ross Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk Hearing Site: Pittsburgh, PA
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10-04720 | 08/05/2011 | Claimant(s): Paul Jarvis Claimant Lawyers(s): Paul Victor Jarvis Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Erin Davenport Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA
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11-01231 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey F. Manzella Respondent(s): Lawrence Krogsdale Respondent Lawyers(s): Lawrence Alfred Krogsdale Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX
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09-00994 | 08/04/2011 | Claimant(s): Eddie King Claimant Lawyers(s): Curtis Carlson Respondent(s): Citigroup Global Markets Inc. Respondent Lawyers(s): Anne Marie Estevez Arbitrator(s): Robert S. Natiss, Elena G. Rodriguez, Cindy L. Anderson Hearing Site: Miami, FL
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09-04041 | 08/04/2011 | Claimant(s): Jay Moskowitz Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities Inc. Respondent Lawyers(s): John T. McDonald Arbitrator(s): Joseph B. Russell, Michael Peter Yahr, Marianne C. Hussey Hearing Site: New York, NY
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10-00664 | 08/04/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John C. Steele Respondent(s): Piper Jaffray & Co., Mark Riley Respondent Lawyers(s): John C. Steele, Marie C. Mirch Arbitrator(s): Nancy J. Spieczny, Edward H. Davis, Arnold Packer Hearing Site: San Diego, CA
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10-04594 | 08/04/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Dennis Metter Respondent Lawyers(s): James J. Macchitelli Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL
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