| 23-03000 | 10/11/2024 | Claimant(s): John Garrity
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): John B. Morgan, Gerald M. Levine, Sean Farrow
Hearing Site: New York, NY
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| 23-02562 | 10/10/2024 | Claimant(s): Christopher Alvarez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Karen Roberts Washington, Chermaine Nkomo, Tricia R DeLeon
Hearing Site: Dallas, TX
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| 19-03181 | 10/09/2024 | Claimant(s): Richard Hveem
Claimant Lawyers(s): Mark L.. Parmelee
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer W. Burke
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
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| 23-02895 | 10/08/2024 | Claimant(s): Shawn Spellacy
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni Idrissi
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 24-00737 | 10/08/2024 | Claimant(s): Joseph Darpel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Joseph J. Dougherty, Paul E. Dahlman, Michele S. Riley
Hearing Site: St. Louis, MO
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| 23-02989 | 10/07/2024 | Claimant(s): Gregory Bodkin, Jerry Bileski
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC
Respondent Lawyers(s): Jamie J. Worden
Arbitrator(s): Susan C Lushing, Ellyn S. Roth, Alejandro Santana
Hearing Site: New York, NY
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| 23-02438 | 10/07/2024 | Claimant(s): William Burks
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 23-01290 | 10/07/2024 | Claimant(s): Glen Strauss, Hank Krakover, Jonathan Lewis
Claimant Lawyers(s): Richard A. Schwartz
Respondent(s): Wells Fargo Clearing Services, Wells Fargo & Company
Respondent Lawyers(s): David W. Moreshead
Arbitrator(s): Olivia J. Valentine, Alan Stanley Petlak, Edward James Weiss
Hearing Site: Los Angeles, CA
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| 22-00049 | 10/07/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gary Cattich
Respondent Lawyers(s): Mark C. Thomas
Arbitrator(s): Arocles Aguilar, Eduardo Barocio, Christian Arthur Zrull
Hearing Site: San Francisco, CA
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| 23-00005 | 10/04/2024 | Claimant(s): Harry Pappas
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Casey Middleton, Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): William Kent Brown, David Robert Coughlin, Jeff Cappelletti
Hearing Site: Boca Raton, FL
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