| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
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| 22-01311 | 08/22/2024 | Claimant(s): Alexander Apelles
Claimant Lawyers(s): Alvin Adjei
Respondent(s): Edward Jones
Respondent Lawyers(s): Ryan Swink
Arbitrator(s): John (Chris) Melton, Platt W. Davis, Elena Dilorio
Hearing Site: Houston, TX
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| 23-00922 | 08/22/2024 | Claimant(s): William Serralles
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
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| 24-00367 | 08/22/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Eric Hall
Respondent Lawyers(s): Eric Kim Hall
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
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| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-01113 | 08/20/2024 | Claimant(s): Brett Wilzbach
Claimant Lawyers(s): Anthony Conte
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Andrea J. Goldman, Carol Ellen Carson, Timothy N. Souris
Hearing Site: Boston, MA
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| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd
Hearing Site: Tampa, FL
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| 23-02513 | 08/16/2024 | Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 24-00747 | 08/16/2024 | Claimant(s): Stonex Advisors., Stonex Securities Inc.
Claimant Lawyers(s): Peter J. Tepley
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Steven P. Gregory, Ronald Childress, Grace Almanza Phillips
Hearing Site: Birmingham, AL
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| 23-02670 | 08/16/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
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