| 11-00784 | 01/25/2013 | Claimant(s): Michael Kloc
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Jerry Schuchman, Timothy Towles Stevens, Carla Fisher
Hearing Site: Philadelphia, PA
| | |
| 11-04056 | 01/25/2013 | Claimant(s): Craig Gould
Claimant Lawyers(s): J. Jackson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Emily B. Boote, Leo G. Stern, Kathleen Sweeney Tillotson
Hearing Site: Minneapolis, MN
| | |
| 11-04523 | 01/25/2013 | Claimant(s): Brendan Sheehan
Claimant Lawyers(s): Vincent E. Bauer
Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers
Hearing Site: New York, NY
| | |
| 12-03097 | 01/25/2013 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Alyse Pinto, Ron Pinto
Respondent Lawyers(s): Ron Pinto
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01687 | 01/24/2013 | Claimant(s): Popular Securities.
Claimant Lawyers(s): Eyck O. Lugo-Rivera
Respondent(s): Alberto Perez Pujals
Respondent Lawyers(s): Alberto J. Perez Pujals
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 12-02056 | 01/24/2013 | Claimant(s): James Howland
Claimant Lawyers(s): James H. Howland
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
| | |
| 11-03029 | 01/23/2013 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, Anderson & Strudwickorporated
Respondent Lawyers(s): Loren Schechter, Todd A Zuckerbrod
Arbitrator(s): John "Jack" W. Rader, Jane C. Carney, Michael J. Pasquale
Hearing Site: Richmond, VA
| | |
| 12-01156 | 01/23/2013 | Claimant(s): William Glubiak
Claimant Lawyers(s): Sara E. Scott
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | |
| 12-02430 | 01/23/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Karl Townsend, Karen Fann Townsend Trust
Respondent Lawyers(s): Thomas D. Mauriello
Arbitrator(s): Sterling N. Frost, James R. Dickson, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
| | Expungement |
| 11-03134 | 01/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lloyd Church
Respondent Lawyers(s): David J. Hase
Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
| | |
