| 14-00378 | 03/20/2015 | Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
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| 14-01231 | 03/20/2015 | Claimant(s): Lampert Capital Markets Inc.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Francis Cid
Respondent Lawyers(s): Francis Cid
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 14-03355 | 03/20/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
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| 14-01904 | 03/19/2015 | Claimant(s): Securities America.
Claimant Lawyers(s): Christina Heller
Respondent(s): Michael Hodges
Respondent Lawyers(s): Michael Stephen Hodges
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
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| 14-02100 | 03/19/2015 | Claimant(s): Israel Ashkenazi
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): John Fullerton
Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock
Hearing Site: New York, NY
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| 13-03279 | 03/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
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| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S Griesmeyer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 13-03506 | 03/18/2015 | Claimant(s): Paul Moorman
Claimant Lawyers(s): Robert C. Wiegand
Respondent(s): Southwest Securities.
Respondent Lawyers(s): D. Lance Currie
Arbitrator(s): William E. Hartsfield, Robert E. Treadaway, Walter Scott Cowger
Hearing Site: Dallas, TX
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| 14-00668 | 03/18/2015 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Patrick Mcgrath
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
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| 14-00673 | 03/18/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
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