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FINRA Awards for Dennis Ayre

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0060204/07/2023Claimant(s): Susan Cowan
Claimant Lawyers(s): Daniel R. Gutenplan
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
Checkmark Icon$322,648
19-0013106/17/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
14-0335503/20/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA

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