| 23-02041 | 03/28/2024 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu
Claimant Lawyers(s): William Bean
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 23-02802 | 03/28/2024 | Claimant(s): Edward Maynard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Joseph V. Simeri
Hearing Site: Cincinnati, OH
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| 23-02347 | 03/28/2024 | Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter
Claimant Lawyers(s): William Bean
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 23-02729 | 03/26/2024 | Claimant(s): Charles Suarez-Murias
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Auriga USA
Respondent Lawyers(s): Alex Hendrickson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 23-02937 | 03/25/2024 | Claimant(s): Candida Bobonis Roig, Dario Ochoa Garcia, Franco Fullana, Lizzette Bobonis Roig
Claimant Lawyers(s): David I. Hantman
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
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| 23-00932 | 03/25/2024 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
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