| 23-00909 | 02/27/2024 | Claimant(s): Dennis Karjanis
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sean Alan D'Amico, Jud Perkins, David Stein
Hearing Site: Hartford, CT
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| 23-01923 | 02/27/2024 | Claimant(s): John Westmoreland
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Katherine Tarbox
Respondent Lawyers(s): Katherine Alexandra Tarbox
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 23-00923 | 02/26/2024 | Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-01329 | 02/26/2024 | Claimant(s): Gregory Malin
Claimant Lawyers(s): Harris Freedman
Respondent(s): M&T Securities.
Respondent Lawyers(s): Miriam Dowd
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY
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| 19-00322 | 02/23/2024 | Claimant(s): Griffin Financial Group
Claimant Lawyers(s): Daniel B. Huyett
Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania
Respondent Lawyers(s): Michael E. Blumenfeld
Arbitrator(s): James Gregory Yawman, Daniel J. Donovan
Hearing Site: Baltimore, MD
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| 23-02564 | 02/23/2024 | Claimant(s): Evan Savarick
Claimant Lawyers(s): Robert Moses
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 22-01875 | 02/23/2024 | Claimant(s): Daniel Labes
Claimant Lawyers(s): Christopher Kaye
Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn
Hearing Site: Detroit, MI
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| 23-01398 | 02/23/2024 | Claimant(s): Allen Wilson
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
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| 23-00961 | 02/23/2024 | Claimant(s): Federico Lopez Juarbe
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
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