23-00909 | 02/27/2024 | Claimant(s): Dennis Karjanis Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Sean Alan D'Amico, Jud Perkins, David Stein Hearing Site: Hartford, CT
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23-01923 | 02/27/2024 | Claimant(s): John Westmoreland Claimant Lawyers(s): Peter S. Fruin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Todd Ratner Respondent(s): Katherine Tarbox Respondent Lawyers(s): Katherine Alexandra Tarbox Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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23-00923 | 02/26/2024 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-01329 | 02/26/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Harris Freedman Respondent(s): M&T Securities. Respondent Lawyers(s): Miriam Dowd Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY
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19-00322 | 02/23/2024 | Claimant(s): Griffin Financial Group Claimant Lawyers(s): Daniel B. Huyett Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania Respondent Lawyers(s): Michael E. Blumenfeld Arbitrator(s): James Gregory Yawman, Daniel J. Donovan Hearing Site: Baltimore, MD
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23-02564 | 02/23/2024 | Claimant(s): Evan Savarick Claimant Lawyers(s): Robert Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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22-01875 | 02/23/2024 | Claimant(s): Daniel Labes Claimant Lawyers(s): Christopher Kaye Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn Hearing Site: Detroit, MI
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23-01398 | 02/23/2024 | Claimant(s): Allen Wilson Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ
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23-00961 | 02/23/2024 | Claimant(s): Federico Lopez Juarbe Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
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