23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Dallas, TX
| | |
23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, WFG Investments. Respondent Lawyers(s): David Williams, Rochelle Mayfield Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh Hearing Site: Indianapolis, IN
| | |
23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone Hearing Site: New York, NY
| | |
23-01134 | 03/08/2024 | Claimant(s): Robert Cohen Claimant Lawyers(s): Robert David Cohen Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus Hearing Site: New York, NY
| | |
23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
| | |
21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services Claimant Lawyers(s): James S. Rollins Respondent(s): Lori Kamen, Aurora Securities Respondent Lawyers(s): Paul Machesky Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny Hearing Site: Detroit, MI
| | |
23-01995 | 03/08/2024 | Claimant(s): Sameer Baig Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Carole Miller Arbitrator(s): Jonathan B. Gilbert Hearing Site: Charlotte, NC
| | |
23-00969 | 03/08/2024 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
| | |
22-02917 | 03/07/2024 | Claimant(s): Michel White Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
| | |
23-01204 | 03/07/2024 | Claimant(s): Laif Meidell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Associated Securities Corp. Respondent Lawyers(s): Registered Corporate Agent Arbitrator(s): Mary Margaret Bush Hearing Site: Reno, NV
| | |