Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02652 | 04/18/2024 | Claimant(s): Joseph Silich Claimant Lawyers(s): Bruce Lewitas Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams Hearing Site: Chicago, IL | ||
| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-01143 | 04/18/2024 | Claimant(s): Elizabeth Stancil Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Citizens Investor Services. Respondent Lawyers(s): Kyle A. Owens Arbitrator(s): Ian S. Greig Hearing Site: Raleigh, NC | ||
| 23-01849 | 04/18/2024 | Claimant(s): Brian Hagen Claimant Lawyers(s): James P. Galvin Respondent(s): Concourse Financial Group Securities Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 23-02331 | 04/17/2024 | Claimant(s): Mark Frederick Claimant Lawyers(s): Brian Luther Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kenneth Paul Strongman Hearing Site: San Francisco, CA | ||
| 23-01738 | 04/16/2024 | Claimant(s): Qi Wen Claimant Lawyers(s): William Bean Respondent(s): Jefferies LLC Respondent Lawyers(s): Andrew Shapren Arbitrator(s): John Warner Lowe Hearing Site: New York, NY | ||
| 23-01937 | 04/15/2024 | Claimant(s): Donald Laurence Claimant Lawyers(s): Stephan Louviere Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David M. Clem Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 23-02872 | 04/12/2024 | Claimant(s): David Peyser Claimant Lawyers(s): Stephan Louviere Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-01382 | 04/11/2024 | Claimant(s): Gregory Benner Claimant Lawyers(s): Peter Lindholm Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-01090 | 04/11/2024 | Claimant(s): Barry Kiront Claimant Lawyers(s): John Stewart Respondent(s): Monroe Parker Securities., Woodstock Financial Group. Respondent Lawyers(s): Alan Lipsky, William J. Raike Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY |