Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00646 | 02/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): Julian F. Santos Hearing Site: New York, NY | $0 | |
| 18-00847 | 02/11/2019 | Claimant(s): Frank Albano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | $0 | |
| 18-01132 | 02/11/2019 | Claimant(s): Robert Buchanan Claimant Lawyers(s): Joelle Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | $0 | |
| 18-01908 | 02/11/2019 | Claimant(s): Steven Flagg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | $0 | |
| 18-02337 | 02/11/2019 | Claimant(s): James Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard D. Fincher Hearing Site: Salt Lake City, UT | $0 | |
| 18-00664 | 02/08/2019 | Claimant(s): Robert Cutrupi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | $0 | |
| 18-01190 | 02/08/2019 | Claimant(s): Sunrise Brokers LLC Claimant Lawyers(s): Miguel A. Lopez Respondent(s): Michael Goodall, Bay Crest Partners Respondent Lawyers(s): Kenneth J. Rubinstein Arbitrator(s): Jill I. Gross, Natalie Jennifer Bordeaux, Cyrus Amini Hearing Site: New York, NY | $0 | |
| 18-02265 | 02/08/2019 | Claimant(s): Michael Anderson Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | $0 | |
| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | $0 | |
| 18-02528 | 02/08/2019 | Claimant(s): Dale Grubb Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): William E. Schneider Hearing Site: Orlando, FL | $0 |