| 17-00441 | 03/28/2019 | Claimant(s): Todd Schwendiman
Claimant Lawyers(s): Todd G. Schwendiman
Respondent(s): Alternative Asset Investment Management
Respondent Lawyers(s): Victor Park
Arbitrator(s): Cheryl H. Agris, Emily Bab Kirsch, Lawrence Williams
Hearing Site: New York, NY
| | $0 |
| 18-00180 | 03/28/2019 | Claimant(s): Donna Elder
Claimant Lawyers(s): Stephen C. Leckar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marilyn Ginger McCauley
Arbitrator(s): Bonnie K. Wachtel, Barbara Davis Solomon, Shelley Simons Korch
Hearing Site: Washington, DC
| | $0 |
| 18-02423 | 03/28/2019 | Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02754 | 03/28/2019 | Claimant(s): Mickey Owen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
| | $0 |
| 18-02776 | 03/28/2019 | Claimant(s): Michael Fish
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): William M. Getzoff
Hearing Site: Indianapolis, IN
| | $0 |
| 18-02870 | 03/28/2019 | Claimant(s): Denise Klemens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
| | $0 |
| 16-00888 | 03/27/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Marie G. Peterson, Nanci Sondra Landy, Hector Enrique Valdes-Ortiz
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01984 | 03/27/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | $0 |
| 18-02192 | 03/27/2019 | Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
| | $0 |
| 18-02971 | 03/27/2019 | Claimant(s): Arthur Dinkin
Claimant Lawyers(s): Arthur Lawrence Dinkin
Respondent(s): Lisa Smith, Robert Sherwood, Thomas Sherzan, Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Lisa Marie Smith, Michael Sherzan, Robert Donald Sherwood, Thomas Edward Sherzan
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
| | $0 |
