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FINRA Awards for Todd Schwendiman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0044103/28/2019Claimant(s): Todd Schwendiman
Claimant Lawyers(s): Todd G. Schwendiman
Respondent(s): Alternative Asset Investment Management
Respondent Lawyers(s): Victor Park
Arbitrator(s): Cheryl H. Agris, Emily Bab Kirsch, Lawrence Williams
Hearing Site: New York, NY
15-0301409/26/2016Claimant(s): Todd Schwendiman
Claimant Lawyers(s): Todd Gary Schwendiman
Respondent(s): Alternative Asset Investment Management
Respondent Lawyers(s): Victor Park
Arbitrator(s): Robert N. Leitch
Hearing Site: Charlotte, NC

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