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FINRA Awards for Brian Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0245104/19/2021Claimant(s): Brian Thomas
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
18-0203105/06/2019Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Marc Whitehead
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
18-0198403/27/2019Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL

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