| 18-02819 | 04/08/2019 | Claimant(s): Eric Dupre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Raymond, James & Associates.
Respondent Lawyers(s): Joelle Simms, Stanton Fears
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | $0 |
| 18-03004 | 04/08/2019 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Shannon M. Wheaton
Respondent(s): Adam Govani
Respondent Lawyers(s): Adam Bashir Govani
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | $0 |
| 18-03479 | 04/08/2019 | Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sidney J. Wartel
Hearing Site: Miami, FL
| | $0 |
| 17-01362 | 04/05/2019 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $0 |
| 18-02531 | 04/05/2019 | Claimant(s): David Garman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wall Street Access
Respondent Lawyers(s): Alan S. Brodherson, Denis Patrick Kelleher
Arbitrator(s): Larry Evert Carlson
Hearing Site: Indianapolis, IN
| | $0 |
| 18-03462 | 04/05/2019 | Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): Charles LaMarca
Respondent Lawyers(s): Charles William LaMarca
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 18-03619 | 04/05/2019 | Claimant(s): Gerald Maisner
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Jeffery Rodgers, Tiana M. Towns
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
| | $0 |
| 18-03475 | 04/04/2019 | Claimant(s): Brockway Jones
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | $0 |
| 17-02142 | 04/03/2019 | Claimant(s): Richard Bellinfante
Claimant Lawyers(s): Richard Bellinfante
Respondent(s): Joseph Mangiapane, Kevin Lee, Kristopher Kessler, Richard Onesto, Newport Coast Securities.
Respondent Lawyers(s): Anthony DeMint, Joseph Mangiapane, Julie E. Kamps, Kevin Chong Lee
Arbitrator(s): Ronald L. Cameron
Hearing Site: Las Vegas, NV
| | $0 |
