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FINRA Awards for Adam Bashir Govani

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0300404/08/2019Claimant(s): Waddell & Reed
Claimant Lawyers(s): Shannon M. Wheaton
Respondent(s): Adam Govani
Respondent Lawyers(s): Adam Bashir Govani
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA

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