Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03462 | 05/13/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America., 1St Global Capital Corp. Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | $0 | |
| 18-01545 | 05/13/2019 | Claimant(s): John Carolyn Claimant Lawyers(s): Alise Johnson Henry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Maria Paz Chacon Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | $0 | |
| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, EKN Financial Services Inc. Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano Arbitrator(s): Richard Gee Hearing Site: New York, NY | $0 | |
| 18-04018 | 05/13/2019 | Claimant(s): Alyssa Rakovich Claimant Lawyers(s): Robert J. Harvey Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | $0 | |
| 18-04108 | 05/13/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica Klein Respondent(s): Anthony Germano Respondent Lawyers(s): Anthony Joseph Germano Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ | $0 | |
| 18-01879 | 05/10/2019 | Claimant(s): Rose Mascarenhas Claimant Lawyers(s): Marc Schifanelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): 0 Hearing Site: Chicago, IL | $0 | |
| 18-02790 | 05/10/2019 | Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Chase A. Adams Arbitrator(s): Merton E. Marks Hearing Site: Salt Lake City, UT | $0 | |
| 19-00109 | 05/10/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kip A. Nesmith Respondent(s): Richard Shotz Respondent Lawyers(s): Richard Alan Shotz Arbitrator(s): William E. Schneider Hearing Site: Orlando, FL | $0 | |
| 16-02742 | 05/09/2019 | Claimant(s): Corey Daniels Claimant Lawyers(s): Corey Darnell Daniels Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner Hearing Site: Boca Raton, FL | $0 | |
| 19-00421 | 05/09/2019 | Claimant(s): Yangchen Lama Claimant Lawyers(s): Consuelo A. Mejer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | $0 |