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FINRA Awards for Richard Alan Shotz

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0010905/10/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): Richard Shotz
Respondent Lawyers(s): Richard Alan Shotz
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL

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