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FINRA Awards for Christina M. Heller

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0346205/13/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Christina M. Heller, Judith A. Knudsen
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
17-0301808/07/2018Claimant(s): Sean McDermott
Claimant Lawyers(s): Armin Sarabi
Respondent(s): LPL Financial LLC, Securities America.
Respondent Lawyers(s): Christina M. Heller, Jon D. Kaplon
Arbitrator(s): Peter N. Thompson
Hearing Site: Minneapolis, MN

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