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FINRA Awards for Scott Shames

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0290205/13/2019Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY

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