Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02860 | 07/09/2019 | Claimant(s): Franklyn Clarke Claimant Lawyers(s): Robert W. Pearce Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | $0 | |
| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | $0 | |
| 17-01654 | 07/08/2019 | Claimant(s): Maria DeGennaro Claimant Lawyers(s): Kristen N. Sinnott Respondent(s): Brian Vail Respondent Lawyers(s): Steven E. Losquadro Arbitrator(s): Ellyn S. Roth, Mariane A. Liebowitz, John D. Nagy Hearing Site: New York, NY | $0 | |
| 18-01851 | 07/08/2019 | Claimant(s): James Springer Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Richard J. Fuller, Sharon Lee Chernin, James Mathieu Hearing Site: Tampa, FL | $0 | |
| 18-04242 | 07/08/2019 | Claimant(s): Thomas Walker Claimant Lawyers(s): Matthew Wolper Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Philip Aaron Tymon Hearing Site: Portland, OR | $0 | |
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | $0 | |
| 18-03666 | 07/05/2019 | Claimant(s): Ken Morris Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | $0 | |
| 18-04105 | 07/05/2019 | Claimant(s): Mary Jo Hayes Claimant Lawyers(s): Howard Rosenburg Respondent(s): Chicago Investment Group Respondent Lawyers(s): Mary Jo Hayes, CCO Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | $0 | |
| 19-00618 | 07/05/2019 | Claimant(s): Citizens Securities. Claimant Lawyers(s): Stuart D. Roberts Respondent(s): Nelson Amparo Respondent Lawyers(s): Nelson Alejandro Amparo Arbitrator(s): Gregory Hunter Mathews Hearing Site: Providence, RI | $0 | |
| 17-03190 | 07/03/2019 | Claimant(s): Sanjay Rajwani Claimant Lawyers(s): Neal Brickman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies Hearing Site: New York, NY | $0 |