Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | $0 | |
| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL | $0 | |
| 18-02769 | 07/16/2019 | Claimant(s): Robert Sklar Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley, RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon, Trae D. Meyr Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | $0 | |
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan Claimant Lawyers(s): Matthew Wolper Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | $0 | |
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | $0 | |
| 18-04388 | 07/16/2019 | Claimant(s): Bill Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | $0 | |
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | $0 | |
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | $0 | |
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Owen Harnett Respondent(s): Rp Capital Llc Respondent Lawyers(s): Gary Price Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | $0 | |
| 18-03468 | 07/12/2019 | Claimant(s): Luis Alayo Riera Claimant Lawyers(s): Joshua A Katz Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | $0 |