22-01717 | 04/04/2024 | Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky Claimant Lawyers(s): Michael J. Betts Respondent(s): Joanne Park, Keith Moore, Boustead Securities Respondent Lawyers(s): Jason L. Ott Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt Hearing Site: Pittsburgh, PA
| | |
23-03011 | 04/03/2024 | Claimant(s): Loren Weiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
| | |
23-00552 | 04/03/2024 | Claimant(s): Matthew Jung Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Rosa Linda Guadarrama Hearing Site: San Diego, CA
| | |
23-03017 | 04/03/2024 | Claimant(s): Neil Klein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY
| | |
23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Leibish Schwartz Respondent Lawyers(s): Leibish Schwartz Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
| | |
23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): WFG Investments. Respondent Lawyers(s): David Williams Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
| | |
23-02907 | 04/03/2024 | Claimant(s): Matthew Adrian Claimant Lawyers(s): Everett Pritchard Respondent(s): OSAIC Wealth Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO
| | |
23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Advest. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan Hearing Site: New York, NY
| | |
23-02923 | 04/02/2024 | Claimant(s): Jaime Toro Lavergne Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
| | |
23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA
| | |