Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03633 | 03/09/2020 | Claimant(s): Leslie Lauer, Steven LeClair Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH | ||
| 19-01806 | 03/06/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Cowen and Company Respondent Lawyers(s): Steven Cohen Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-02211 | 03/06/2020 | Claimant(s): Edward William Kissinger Claimant Lawyers(s): Rachel N. Mech Respondent(s): Sanders Morris Harris LLC Respondent Lawyers(s): Steve Mangold Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD | ||
| 19-02248 | 03/06/2020 | Claimant(s): Michael Scott Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA | ||
| 19-03529 | 03/06/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Todd Kleinfeld Respondent Lawyers(s): Todd Jeffery Kleinfeld Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 19-01032 | 03/05/2020 | Claimant(s): Nicole Robertson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC | ||
| 19-02348 | 03/05/2020 | Claimant(s): Francisco Landivar Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez Del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 19-01911 | 03/04/2020 | Claimant(s): Michael Godbee Claimant Lawyers(s): Michael Shane Godbee Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh Hearing Site: Atlanta, GA | ||
| 19-02062 | 03/04/2020 | Claimant(s): Joseph Guarneri Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 19-02884 | 03/04/2020 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Ryan Kaufman Respondent Lawyers(s): Ryan Thomas Kaufman Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA |