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FINRA Awards for Michael R. Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0224803/06/2020Claimant(s): Michael Scott
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
07-0361008/27/2008Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Leigh Patten
Respondent Lawyers(s): Christina M. Latta
Arbitrator(s): Michael R. Scott, John M. Casey, Keith R Anderson
Hearing Site: Seattle, WA
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