| 18-00102 | 04/15/2020 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth
Respondent Lawyers(s): Craig Kuglar, George L. Guerra
Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf
Hearing Site: Atlanta, GA
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| 19-03186 | 04/15/2020 | Claimant(s): Marc Korsch
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Centaurus Financial., Trustmont Financial Group.
Respondent Lawyers(s): Anthony C. Hladek, Michael West
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 19-01484 | 04/13/2020 | Claimant(s): Stven Broughton
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 19-03333 | 04/13/2020 | Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Ellen Rosenberg
Arbitrator(s): Robert T. Allen, Susan L. Luck, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
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| 19-02252 | 04/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Eli Moeller
Respondent Lawyers(s): Eli Moeller
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
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| 19-00406 | 04/09/2020 | Claimant(s): Jason Zullin
Claimant Lawyers(s): Martin Murray
Respondent(s): GFI Group., GFI Securities
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): William E. Nuckel, Antony Alexander Hilton, Andrew Daniel Levine
Hearing Site: New York, NY
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| 19-02150 | 04/09/2020 | Claimant(s): Amy Loughran
Claimant Lawyers(s): Walter J. Korzeniowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
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| 19-02585 | 04/09/2020 | Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
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