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FINRA Awards for William Laheta

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0287706/08/2020Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
19-0258504/09/2020Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL

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