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FINRA Awards for Ellen Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0333304/13/2020Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Ellen Rosenberg
Arbitrator(s): Robert T. Allen, Susan L. Luck, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC

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