Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03283 | 05/26/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 20-00380 | 05/26/2020 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Todd Paynter Respondent Lawyers(s): Todd Bogan Paynter Arbitrator(s): Robert H. Putnam Hearing Site: Memphis, TN | ||
| 19-03118 | 05/20/2020 | Claimant(s): Gregory Velho Claimant Lawyers(s): Erica Harris Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 18-01716 | 05/19/2020 | Claimant(s): Jill Wood Claimant Lawyers(s): Eliott R. Good Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Matthew Harold Fields, Phillip Lawrence Wright Hearing Site: Columbus, OH | ||
| 19-03155 | 05/19/2020 | Claimant(s): Matthew Rotella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 19-02880 | 05/15/2020 | Claimant(s): Glenn Wittpenn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Roger B. Jacobs Hearing Site: New York, NY | ||
| 19-03458 | 05/15/2020 | Claimant(s): David Smith Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplan Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf Hearing Site: Philadelphia, PA | ||
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 19-00077 | 05/12/2020 | Claimant(s): Amit Mehrotra Claimant Lawyers(s): David B. Wechsler Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine Hearing Site: New York, NY |