Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03480 | 07/17/2020 | Claimant(s): Paul Rutkowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-03656 | 07/17/2020 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert J. Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-00191 | 07/17/2020 | Claimant(s): Jason Latos Claimant Lawyers(s): Kurt Kalberer Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 20-00644 | 07/17/2020 | Claimant(s): Curvin Miller Claimant Lawyers(s): Brian Luther Respondent(s): Kalos Capital. Respondent Lawyers(s): M. Michael McComb Arbitrator(s): Paul Lansing Hearing Site: Cincinnati, OH | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-03566 | 07/15/2020 | Claimant(s): Todd Praschan Claimant Lawyers(s): Jessica Calloway Respondent(s): Pruco Securities. Respondent Lawyers(s): Kerry A. Burns Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL | ||
| 20-00016 | 07/15/2020 | Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00122 | 07/15/2020 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Hearing Site: Charlotte, NC | ||
| 19-02983 | 07/14/2020 | Claimant(s): Robert Daly Claimant Lawyers(s): Julie Z. Kimball Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Hearing Site: Los Angeles, CA |