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FINRA Awards for Paul Rutkowski

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0347807/27/2020Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
19-0348007/17/2020Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ

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