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FINRA Awards

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Displaying 3,461-3,470 out of 11,393 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0057008/25/2020Claimant(s): Eugene Long
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
20-0074508/25/2020Claimant(s): Petar Arizanov
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
19-0303008/24/2020Claimant(s): Laurence Stanger
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
19-0310808/24/2020Claimant(s): Alan Zee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
20-0025008/24/2020Claimant(s): William Neat
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH
20-0067808/24/2020Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY
19-0316608/21/2020Claimant(s): David Himich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
20-0070608/21/2020Claimant(s): Ryan Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Eric W. Moran
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
20-0012008/20/2020Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
20-0014808/20/2020Claimant(s): Robert Bruner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE

11,393 Results

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