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FINRA Awards for William Neat

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0025008/24/2020Claimant(s): William Neat
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH

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