Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02280 | 01/22/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Christopher Wright Respondent Lawyers(s): Christopher Thomas Wright Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich Claimant Lawyers(s): Thomas H. Chiacchio Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell Hearing Site: Jersey City, NJ | ||
| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan Claimant Lawyers(s): Tosh Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas Claimant Lawyers(s): Irwin Weltz Respondent(s): J.D. Nicholas & Associates. Respondent Lawyers(s): Corporate Office Aegis Capital Corp Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-01198 | 01/20/2021 | Claimant(s): Chesley Morton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): Michael Markunas Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02321 | 01/20/2021 | Claimant(s): ChoiceTrade Claimant Lawyers(s): Neville Golvala Respondent(s): Precision Securities Respondent Lawyers(s): Heather B. Middleton Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman Hearing Site: New York, NY | ||
| 19-03049 | 01/19/2021 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-01448 | 01/19/2021 | Claimant(s): James Holt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN | ||
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT |