Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02908 | 03/24/2021 | Claimant(s): Mamode Oozeerall Oozeerally Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03021 | 03/24/2021 | Claimant(s): Hector Gonzalez Claimant Lawyers(s): Viviana I. Gonzalez-Irizarry Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 20-03247 | 03/24/2021 | Claimant(s): Steven Dick Claimant Lawyers(s): Matthew G. White Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Brian G. Mooney Hearing Site: Nashville, TN | ||
| 19-00888 | 03/23/2021 | Claimant(s): Brannon McPherson Claimant Lawyers(s): Brannon McPherson Respondent(s): International Assets Advisory Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Charles A. Pease, Steven Meyrich, Richard Djokic Hearing Site: Denver, CO | ||
| 19-03771 | 03/23/2021 | Claimant(s): Frank Miceli Claimant Lawyers(s): William F. Dahill Respondent(s): Christopher Matthaei, Elevation Respondent Lawyers(s): James V. Garvey Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson Hearing Site: Jersey City, NJ | ||
| 20-01790 | 03/23/2021 | Claimant(s): Vincent Bonavia Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Shipra Rege Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 20-01848 | 03/23/2021 | Claimant(s): Anthony Hladek Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek Arbitrator(s): John J. Neely Hearing Site: Pittsburgh, PA | ||
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02636 | 03/23/2021 | Claimant(s): Howard Adcock Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL |