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FINRA Awards for Steven Dick

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0324703/24/2021Claimant(s): Steven Dick
Claimant Lawyers(s): Matthew G. White
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Brian G. Mooney
Hearing Site: Nashville, TN
18-0315303/11/2019Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Brandy Pikus
Respondent(s): Steven Dick
Respondent Lawyers(s): Eliott R. Good
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC

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