Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka Claimant Lawyers(s): Kurt Kalberer Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-00980 | 03/31/2021 | Claimant(s): Wendy Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02712 | 03/31/2021 | Claimant(s): Jimmy Barker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 20-02933 | 03/31/2021 | Claimant(s): Juan Chung Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Paul S. Biederman Hearing Site: New York, NY | ||
| 20-03004 | 03/31/2021 | Claimant(s): Thomas Weissenburger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Frederick Ramos Hearing Site: Des Moines, IA | ||
| 20-03145 | 03/31/2021 | Claimant(s): Lee Goodin Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-03438 | 03/31/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Jacob Franco Respondent Lawyers(s): Jacob Franco Arbitrator(s): F. Guthrie Castle Hearing Site: Albuquerque, NM | ||
| 18-03637 | 03/30/2021 | Claimant(s): Gregory Macko Claimant Lawyers(s): Christopher J. Gray Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Linda J. Baer, William T. Brice Hearing Site: Hartford, CT | ||
| 20-02192 | 03/30/2021 | Claimant(s): Kelly Hoff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 20-01513 | 03/29/2021 | Claimant(s): Arthur Lewis Claimant Lawyers(s): Joshua Katz Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp. Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL |