Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02407 | 06/09/2021 | Claimant(s): Jeffry Schneider Claimant Lawyers(s): Tosh Grebenik Respondent(s): CIBC World Markets Corp., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth R. Aylett, Omar Perez Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 20-02723 | 06/09/2021 | Claimant(s): Joshua Klump Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Samuel Gilley Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 19-03153 | 06/08/2021 | Claimant(s): Purshe Kaplan Sterling Investments Claimant Lawyers(s): Lewis S. Fischbein Respondent(s): Gopi Vungarala Respondent Lawyers(s): Gopi Krishna Vungarala Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 20-02935 | 06/08/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-03987 | 06/08/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Robert Wong Respondent Lawyers(s): Robert T. Wong Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-01635 | 06/07/2021 | Claimant(s): Christ Baltas, Michael Chakos, Vincent Mangone Claimant Lawyers(s): Liam O'Brien Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): William M. Dailey Arbitrator(s): Robert J. Kheel, Harvey Barrison, Jerome Bernard McDevitt Hearing Site: New York, NY | ||
| 20-02705 | 06/07/2021 | Claimant(s): Pamela Middleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-02719 | 06/07/2021 | Claimant(s): Ming Chung Claimant Lawyers(s): Erika Binnix Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 20-03061 | 06/07/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Reno, NV | ||
| 20-01450 | 06/04/2021 | Claimant(s): Leticia Santiago Claimant Lawyers(s): Harris Freedman Respondent(s): UBS International. Respondent Lawyers(s): Omar Perez Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL |