Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 23-02073 | 07/15/2024 | Claimant(s): Timothy Walsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): World Choice Securities. Respondent Lawyers(s): Robert K. Cargin Arbitrator(s): Ross B. Russell Hearing Site: Dallas, TX | ||
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA | ||
| 23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson Claimant Lawyers(s): Alex Padla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-02767 | 07/15/2024 | Claimant(s): Devin McCabe Claimant Lawyers(s): Thomas McEvoy Respondent(s): Laidlaw & Company (UK) LTD. Respondent Lawyers(s): Charles Smulevitz Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL | ||
| 23-03020 | 07/15/2024 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-02835 | 07/12/2024 | Claimant(s): Michael Bristoll Claimant Lawyers(s): James P. Galvin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 23-01439 | 07/12/2024 | Claimant(s): Kian Nobari Claimant Lawyers(s): Harris Freedman Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 23-00962 | 07/12/2024 | Claimant(s): Magda Broco Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |