20-03198 | 09/30/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC
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21-00933 | 09/30/2021 | Claimant(s): Vineeta Prasad Claimant Lawyers(s): Vineeta Prasad Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera Hearing Site: Los Angeles, CA
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19-03104 | 09/29/2021 | Claimant(s): Paul Murphy Claimant Lawyers(s): Chad Weaver Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities. Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL
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20-00680 | 09/28/2021 | Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas Howes Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffery A. Sturgeon Arbitrator(s): David Paul Clark, Peter J. Pokorny, Thomas Nicastro Hearing Site: Washington, DC
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20-03154 | 09/28/2021 | Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
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21-00348 | 09/28/2021 | Claimant(s): Kristopher Etter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
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21-01338 | 09/28/2021 | Claimant(s): David Bunin Claimant Lawyers(s): Cynthia R. Moulton Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Peter E. Gillespie Hearing Site: New York, NY
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17-02850 | 09/27/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): William Paynter Respondent Lawyers(s): Laurence M. Landsman Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call Hearing Site: Phoenix, AZ
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20-02707 | 09/27/2021 | Claimant(s): Erik Feldhaus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
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20-03148 | 09/27/2021 | Claimant(s): Michael Fasciglione Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Oppenheimer & Co.. Respondent Lawyers(s): Emily A. Hayes, Nicola Anne Murphy Arbitrator(s): Amy Jill Baranoff Hearing Site: New York, NY
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