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FINRA Awards for Peter J. Pokorny

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0068009/28/2021Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas Howes
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffery A. Sturgeon
Arbitrator(s): David Paul Clark, Peter J. Pokorny, Thomas Nicastro
Hearing Site: Washington, DC
09-0616412/23/2010Claimant(s): The Trust FBO Dorothy S. Hellyer
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Timothy Bass
Arbitrator(s): Jane C. Carney, Peter J. Pokorny, Bryan Thomas Di Lella
Hearing Site: Washington, DC
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