21-02194 | 03/15/2022 | Claimant(s): Albert Prisco Claimant Lawyers(s): Albert Joseph Prisco Respondent(s): Federated Securities. Respondent Lawyers(s): Denise Goldsmith Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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19-03676 | 03/14/2022 | Claimant(s): Jayme Fowler Claimant Lawyers(s): Andrew R. Harvin Respondent(s): Invesco Distributors., Oppenheimerfunds Distributor. Respondent Lawyers(s): Adam M. Harris Arbitrator(s): Peter A. Goldman, Barry Steven Port, William Marsillo Hearing Site: New York, NY
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20-00235 | 03/14/2022 | Claimant(s): Cara Thomas Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler Hearing Site: Orlando, FL
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20-02797 | 03/14/2022 | Claimant(s): Kenneth Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC
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21-00026 | 03/14/2022 | Claimant(s): National Securities Corporation, Forte Capital Group Claimant Lawyers(s): Craig A. Riha Respondent(s): Harold Ramsey Respondent Lawyers(s): Harold B. Ramsey Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA
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21-00716 | 03/14/2022 | Claimant(s): Kevin McRae Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citizens Securities. Respondent Lawyers(s): Amy M. McCallen Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI
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21-01637 | 03/14/2022 | Claimant(s): Charles Wallace Claimant Lawyers(s): Cory Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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21-02104 | 03/14/2022 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
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21-01257 | 03/11/2022 | Claimant(s): Michael Bolen Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Douglas Earl McLaren, Patricia H. Latham, Thomas David Hudak Hearing Site: Washington, DC
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21-01920 | 03/11/2022 | Claimant(s): Alicia Hinojosa Gutierrez Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Judith C. Zerden, Phillip Weitzman, Serge Krimnus Hearing Site: New York, NY
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