| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 22-01011 | 10/21/2022 | Claimant(s): James Leo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Brokerage Corp
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
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| 22-01321 | 10/21/2022 | Claimant(s): Rodney Becker
Claimant Lawyers(s): Harris Freedman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Gregory G. Gocek
Hearing Site: Denver, CO
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| 21-02967 | 10/20/2022 | Claimant(s): Amy Diehl
Claimant Lawyers(s): James A. Hughes
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma C. Tomsick
Arbitrator(s): Ann Elizabeth Sarli
Hearing Site: San Francisco, CA
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| 19-00893 | 10/18/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
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| 22-00010 | 10/18/2022 | Claimant(s): Steven Helland
Claimant Lawyers(s): Rick Illmer
Respondent(s): Frontier Solutions
Respondent Lawyers(s): Davis Vick
Arbitrator(s): Frances Johnson Wright, Anita M. Jean, Allan Ray Thomas
Hearing Site: Dallas, TX
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| 22-00322 | 10/18/2022 | Claimant(s): Marat Kushner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Laura A. Kaster
Hearing Site: Baltimore, MD
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| 22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley
Hearing Site: New York, NY
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| 17-00464 | 10/17/2022 | Claimant(s): Richard Lanpher
Claimant Lawyers(s): Michael C. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kimberley E. Lunetta
Arbitrator(s): Robert Benbow Phillips, Leonard Arthur Nelson, Richard Beens
Hearing Site: Minneapolis, MN
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| 22-00293 | 10/17/2022 | Claimant(s): Brian Kurland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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