| 20-02471 | 08/24/2022 | Claimant(s): Matthew Arbo
Claimant Lawyers(s): Robert G. Heim
Respondent(s): ProEquities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): Dallas Whitney Coffman, Richard W. Dissen, William Norton
Hearing Site: Augusta, ME
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| 22-00298 | 08/24/2022 | Claimant(s): Jay Ambroson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gould, Ambroson & Associates Ltd.
Respondent Lawyers(s): Jay A. Ambroson
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
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| 22-00507 | 08/24/2022 | Claimant(s): Ayad Amary
Claimant Lawyers(s): James P Galvin
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Louis P. Wagman, Hiren B Patel
Hearing Site: Philadelphia, PA
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| 22-00761 | 08/24/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kristina J. Branstetter
Respondent(s): Lawrence Hubert
Respondent Lawyers(s): Lawrence James Hubert
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Financial West Group, Madison Avenue Securities
Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 22-00411 | 08/23/2022 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner
Hearing Site: Los Angeles, CA
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| 21-02913 | 08/22/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R Bynum
Respondent(s): Paul Vizanko
Respondent Lawyers(s): Paul Warren Vizanko
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
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| 22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey L. Vasko
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 21-03116 | 08/19/2022 | Claimant(s): Brian Nikulski
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
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| 21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech
Hearing Site: Boca Raton, FL
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