20-02471 | 08/24/2022 | Claimant(s): Matthew Arbo Claimant Lawyers(s): Robert G. Heim Respondent(s): ProEquities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Dallas Whitney Coffman, Richard W. Dissen, William Norton Hearing Site: Augusta, ME
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22-00298 | 08/24/2022 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay A. Ambroson Arbitrator(s): Linda J. Baer Hearing Site: New York, NY
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22-00507 | 08/24/2022 | Claimant(s): Ayad Amary Claimant Lawyers(s): James P Galvin Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Louis P. Wagman, Hiren B Patel Hearing Site: Philadelphia, PA
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22-00761 | 08/24/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Kristina J. Branstetter Respondent(s): Lawrence Hubert Respondent Lawyers(s): Lawrence James Hubert Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA
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21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff Claimant Lawyers(s): Stephan Louviere Respondent(s): Financial West Group, Madison Avenue Securities Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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22-00411 | 08/23/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner Hearing Site: Los Angeles, CA
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21-02913 | 08/22/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R Bynum Respondent(s): Paul Vizanko Respondent Lawyers(s): Paul Warren Vizanko Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
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22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey L. Vasko Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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21-03116 | 08/19/2022 | Claimant(s): Brian Nikulski Claimant Lawyers(s): Michael Bessette Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Tracy L. Allen Hearing Site: Des Moines, IA
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21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech Hearing Site: Boca Raton, FL
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