22-00171 | 10/06/2022 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily A. Hayes Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone Hearing Site: New York, NY
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22-00456 | 10/06/2022 | Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
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22-00627 | 10/06/2022 | Claimant(s): Angelo Kafkes Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner Hearing Site: Boca Raton, FL
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22-00760 | 10/06/2022 | Claimant(s): Frank Carrasco Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-00289 | 10/04/2022 | Claimant(s): Juan Ley Claimant Lawyers(s): Cory L. Braddock Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Louis M. Parker, Adam Dylan Wick, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ
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22-00417 | 10/04/2022 | Claimant(s): Kristan Gregory Claimant Lawyers(s): Parisis G. Filippatos Respondent(s): Arena Financial Services Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
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22-00631 | 09/30/2022 | Claimant(s): Kevin Nolan Claimant Lawyers(s): Denis Dice Respondent(s): Db Alex. Brown LLC Respondent Lawyers(s): Deutsche Banc Alex Brown Inc. Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar Hearing Site: Baltimore, MD
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22-00239 | 09/29/2022 | Claimant(s): Kevin Mann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
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22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer Claimant Lawyers(s): Harris Freedman Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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