Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00398 | 10/14/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): World Group Securities. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 22-01301 | 10/14/2022 | Claimant(s): Paul Carnahan Claimant Lawyers(s): Paul Michael Carnahan Respondent(s): Securian Financial Services. Respondent Lawyers(s): Jared K. Levy Arbitrator(s): Michael J. Meeusen Hearing Site: Detroit, MI | ||
| 21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Santander Securities LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi Hearing Site: New York, NY | ||
| 22-00708 | 10/12/2022 | Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 22-00182 | 10/11/2022 | Claimant(s): Matthew Lohr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 22-00648 | 10/11/2022 | Claimant(s): David Loeb Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 22-01139 | 10/10/2022 | Claimant(s): Peter Bermont Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater Hearing Site: Boca Raton, FL | ||
| 21-02784 | 10/07/2022 | Claimant(s): Fred Horrocks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MMLInvestors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Thomas E Kopil Hearing Site: Philadelphia, PA | ||
| 22-00003 | 10/07/2022 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY |