| 22-00055 | 12/15/2022 | Claimant(s): Enis Taner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 22-00157 | 12/15/2022 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Richard Logalbo
Respondent Lawyers(s): Richard A. Logalbo
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 22-00780 | 12/15/2022 | Claimant(s): Matthew Harris
Claimant Lawyers(s): Samantha Pastor
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 22-01654 | 12/15/2022 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Huhtala
Respondent Lawyers(s): David Andrew Huhtala
Arbitrator(s): Robert J. Scafuri
Hearing Site: Syracuse, NY
| | |
| 20-00892 | 12/14/2022 | Claimant(s): Travis Allen
Claimant Lawyers(s): Sarah Ali Burroughs
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 22-00155 | 12/14/2022 | Claimant(s): Michael Self
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Prudential Equity Group, Piper Jaffray & Co.
Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky
Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis
Hearing Site: Phoenix, AZ
| | |
| 22-00484 | 12/14/2022 | Claimant(s): Michael Salemy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Carillon Fund Distributors.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
| | |
| 22-00823 | 12/14/2022 | Claimant(s): Anthony Cosey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | |
| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
| | |
